Banking, Insurance and Securities Regulation Law

The international capital markets are a complex environment for companies to navigate. We confidently steer you through the choppy waters of banking and finance regulations.

All players on the capital markets – established banks, new fintech firms, and companies raising capital alike – face special challenges. It does not matter whether you use conventional payments or cryptocurrencies. Intertwined national and cross-border regulations, EU legal hurdles, and international sanction mechanisms make building a successful business model a complex undertaking that requires extensive knowledge and expertise.

For more than 20 years, we have been leading Austrian and international corporations to success on the financial markets. We assist with license applications, advise you on dealing with regulators, help you find your way through the regulatory framework, and handle cases before the administrative courts and the constitutional court. Leave the law to us so that you can concentrate on running your business!

Meet our experts

Ernst Brandl

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Of Counsel / Legal Tech, Capital Markets, Compliance & Internal Investigations, Banking, Insurance and Securities Regulation Law

Christian Lenz

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Associated Partner / Real Estate Law, Litigation, Banking, Insurance and Securities Regulation Law

Raphael Toman

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Partner / Legal Tech, IP & Data Protection, Regulatory, Capital Markets, Compliance & Internal Investigations, Banking, Insurance and Securities Regulation Law

Philipp Klausberger

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Of Counsel / Capital Markets, Banking, Insurance and Securities Regulation Law

Michaela Schadenhofer

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Senior Associate / Litigation, Gaming & Entertainment

Florian Hieslmayr

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Associate / Banking, Insurance and Securities Regulation Law, Capital Markets, Compliance & Internal Investigations

Latest insights into
Banking, Insurance and Securities Regulation Law

BRANDL TALOS advises RIDDLE&CODE on registration proceedings before the FMA

Press release • Banking, Insurance and Securities Regulation Law from Raphael Toman

Fintech company RIDDLE&CODE FinTech Solutions has been successfully authorized by the Austrian Financial Market Authority (FMA) as a "virtual currency service provider". This makes the company one of the first to receive the corresponding authorization in Austria.

The only current short commentary on the KMG!

Book • Banking, Insurance and Securities Regulation Law from Raphael Toman

The legislature has thoroughly revised the KMG in 2019 - due to the Prospectus Regulation. Raphael Toman and Andreas Frössel prepare the relevant issues together with a strong team of authors in their book.

Banking, Insurance and Securities Regulation Law

Enabling success in the world of banking and finance